The SEC recently adopted an amendment increasing the net worth threshold set forth in the definition of "qualified client" under the Advisers Act. For an investment adviser that is registered with the ...
Effective August 16, 2021, the dollar thresholds specified in the definition of “qualified client” under Rule 205-3 of the Investment Advisers Act of 1940, as amended (Advisers Act) will increase (i) ...
Learn how segregation protects client investments in the securities industry by keeping assets separate. Explore its definition, examples, and implications for investors.
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