The Financial Industry Regulatory Authority arbitrators grant “straight-in” expungement requests 90% of the time, according to an updated study released Tuesday by the Public Investors Advocate Bar ...

Driven by concerns that it’s been too easy to for brokers to expunge consumer disputes from its records, FINRA is amending its procedures. Customer disputes and complaints from a broker’s disciplinary ...

LOUISVILLE, Ky. (WDRB) -- Dozens of people are getting a shot at a second chance thanks to Goodwill. The organization hosted an expungement clinic at the Portland Community Center on Thursday. Fifty ...

On April 12, 2023, the SEC approved FINRA’s proposed expungement overhaul, a process that started in earnest in December 2017. See Release No. 34-97294; File No. SR-FINRA-2022-024. The latest rule ...

GRAND RAPIDS, Mich. — Attorney General Dana Nessel introduced an automatic expungement program for the state of Michigan that does not require an application. “My department has been doing everything ...

CRANSTON, R.I. (WPRI) — R.I. Attorney General Peter Neronha hosted an expungement clinic Thursday evening in hopes of giving some Rhode Islanders a second chance. The expungement clinic was an ...