The Securities and Exchange Commission (SEC) voted 3-2 on October 28, 2020 to adopt Rule 18f-4 under the Investment Company Act of 1940, as amended (1940 Act), and related amendments (Rule 18f-4 or ...
Only a handful of the nation’s largest credit unions dabble in derivatives, but proposed changes from the National Credit Union Administration could give federally chartered institutions another tool ...
The Ontario Securities Commission (OSC) has finalized its new rule that aims to implement aspects of globally agreed derivatives markets reforms. The OSC Thursday published OSC Rule 91-506 Derivatives ...
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