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Relying Adviser: Characteristics, Requirements, Examples

Registering an investment advisory firm with the Securities and Exchange Commission (SEC) is a complex process that requires, ...
JD Supra

USCIS Publishes Draft Registration Form for EB-5 Promoters

The U.S. Citizenship and Immigration Services (USCIS) has published a draft Form I-956K for public comment with instructions for use by EB-5 securities "promoters," implementing a new and unusual ...
Investopedia

What Is SEC Form S-1? Filing Steps & Amendment Guidelines

Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...
Investopedia

SEC Form N-1A: What It is, How It Works, Content

James Chen, CMT is an expert trader, investment adviser, and global market strategist. Chip Stapleton is a Series 7 and Series 66 license holder, CFA Level 1 exam holder, and currently holds a Life, ...
Indiatimes

KMAT Registration and Application Form

The Kerala Management Aptitude Test (KMAT) next registration date will be released soon on the official website of the Commissioner for Entrance Examinations (CEE), Kerala - cee-kerala.org. Students ...