SEC Form 11-K: Employee Stock Purchase and Savings Plans Reporting

SEC Form 11-K is filed annually with the SEC to report employee stock purchases and savings plans, offering crucial insights ...

SEC Form 424B2: Essential for Delayed Securities Offerings

SEC Form 424B2 is crucial for delayed securities offerings, providing investors with key details like pricing and ...
JD Supra

SEC adopts overhaul to Form PF, requiring more frequent reporting for some advisers

The U.S. Securities and Exchange Commission (SEC) adopted final amendments to Form PF, the confidential reporting form required for certain SEC-registered investment advisers (RIAs) to private funds, ...
The National Law Review

SEC Amends Electronic Filing Requirements for Form 144, Form 11-K, and Annual Reports

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
JD Supra

SEC Proposes Updates to “Small Entity” Definitions for Funds and Advisers

On January 7, 2026, the Securities and Exchange Commission (“SEC”) proposed amendments to the rules that define which ...
The Bond Buyer

SEC provides new guidance on MA forms

The Securities and Exchange Commission has added a section to its 18-part frequently asked questions page to help registered municipal advisors complete Forms MA, MA-I and MA-NR. "In our efforts to ...
Cantech Letter

Adia Nutrition Inc. Receives Notification from SEC: Form 10 to Become Effective on February 3, 2026

Adia Nutrition Inc. (OTCQB: ADIA), a leader in regenerative medicine and personalized healthcare, today announced that it has been ...