The SEC has proposed amendments to RegNMS. There is a better alternative. The key to a more efficient market structure is to put the entire system into the hands of retail investors. The SEC made two ...

In the past year, fraud investigations at the U.S. Securities and Exchange Commission started to benefit from a trade-tracking system that took 15 years and cost $1 billion to build. The SEC’s new ...

The SEC, despite its famously secretive football coaches, has adopted an NFL-style comprehensive system for player availability reports. The system goes much further than the Big Ten, the only other ...

In a significant move aimed at strengthening the integrity of its filing system, the SEC has adopted new rules for the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. These changes ...