After a 10-year long consultation process, the Canadian Securities Administrators (CSA) have published Multilateral Instrument 93-101 – Derivatives: Business Conduct (Rule), a core regulation ...

- How the derivatives clearing requirements of the Dodd Frank Act may impact the derivatives market and your clients and handling regulatory uncertainty - How to keep up with fast-paced regulatory ...

On Nov. 25, 2019 the Securities and Exchange Commission (SEC) voted to propose a new rule, under the Investment Company Act of 1940 (the “1940 Act”), designed to modernize the way the SEC regulates ...

The Rules & Regulations of Nasdaq Derivatives Markets govern Nasdaq Stockholm's derivative exchange and Nasdaq Clearing’s central counterparty clearing activities. The Rules and Regulations of Nasdaq ...

WASHINGTON--(BUSINESS WIRE)--The Coalition for Derivatives End-Users (the “Coalition”) appreciates the care taken by the FDIC in issuing and adopting a final rulemaking regarding the standardized ...

Derivatives rules first introduced in December 2015 have come up on the SEC’s spring 2018 regulatory agenda, with a recommendation the rules be revisited. Rules on the use of derivatives for ...

The temporary changes made by the UK watchdog were an attempt to prevent the catastrophic disruption of the $50 trillion derivatives market. The Financial Conduct Authority (FCA) has submitted ...

India's markets regulator has proposed lowering position limits for equity stock derivatives and tightening rules for index derivatives, in a bid to further reduce the build-up of risk in these ...