An excessive trading case against two brokers at Laidlaw & Company is the latest sign that regulators are getting serious about a nearly 3-year-old rule requiring advisors to put clients' interests ...
The SEC settled charges with two Laidlaw & Co. reps that they violated Regulation Best Interest by recommending frequent trades that boosted their commission at the expense of clients. The commission ...
On 4 November 2024 Nasdaq Copenhagen A/S suspended trading in shares issued by BI Boligejendomme A/S. The suspension was a consequence of the approval at the extraordinary general meeting of the ...
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