The European Commission’s Markets in Financial Instruments Directive is due for final implementation from November. Many participants in the foreign exchange market still seem to be labouring under ...
The UK Financial Conduct Authority (FCA) has published policy statement PS25/13, finalising the transfer of firm-facing requirements from the UK version of the ...
The Financial Conduct Authority has published a consultation paper on the Markets in Financial Instruments Directive Organisational Regulation (MiFID Org Reg). The FCA is consulting on proposals to ...
The UK Financial Conduct Authority (FCA) recently approved the formal public registration of DTCC’s Markets in Financial Instruments Directive/Regulation (MiFID/R) UK ARM license, marking a ...
DTCC has received formal approval from the UK Financial Conduct Authority (FCA) for the public registration of its UK Markets ...
From the blog: Most rules handed down from Europe are treated with distrust, and the forthcoming markets in financial instruments directive – or MiFID II – legislation is no exception. Some call it ...
A survey last year found more than three-quarters (77 per cent) of pension schemes feel they do not necessarily have the operational infrastructure in place to accommodate change, such as the ...
The government will consult on scrapping the 10 per cent drop rule after dropping it for professional clients as part of an amendment to the Mifid II regulations. In a memorandum to parliament, the ...
FIX has been at the forefront of electronic trading for over two decades now. Whilst its roots, for obvious reasons, are within technology departments, it has been a combination of technicians and ...